Fsa handbook cobs 168

 

 

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Sections 168(1) and 168(4) FSMA—Specific Contraventions 631 in the FSA Handbook (“the Handbook”).6 The Handbook is a very substantial document divided. 33 Financial Conduct Authority (FCA): 2016 Feedback Statement, 104–6 Handbook, 5, 168 breaches, 229–33 COBS/ICOBS, 104–6, 107, 108, 170–3, 220, 230,handbook.fca.org.uk. COBS 1/2. 1.1. General application. Designated investment business and long-term insurance business in relation to life policies. 153PRA and FCA Handbooks (as of 30 April 2013, formerly FSA Handbook) SYSC 19A. 154 CRD IV Directive, Arts 92–95. 155 The investment firm providing a full FCA PRA appropriate charges information (in COBS) information about charges Additional power of persons appointed as a result of section 168(1) or (4)))

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